Financial Disclosure Details - OGE Form 278e (04/21/2022)

Positions Held Outside United States Government

#
Organization
City
Position
To
Nothing reported in this section

Employment Assets & Income and Retirement Accounts

#
Description
Value
Income Type
Income Amount
1
New York City deferred compensation plan - NYCE IRA: cash receivable
$250,001 - $500,000
None (or less than $201)
2
Roth IRA
2.1
iShares Core S&P US Value ETF (IUSV)
$1,001 - $15,000
None (or less than $201)
2.2
Proshares S&P MidCap 400 Dividend Aristocrats ETF (REGL)
$1,001 - $15,000
None (or less than $201)
2.3
SPDR Portfolio Short Term Corporate Bond ETF (SPSB)
$1,001 - $15,000
None (or less than $201)
2.4
Global X US Preferred ETF (PFFD)
$1,001 - $15,000
None (or less than $201)
2.5
iShares Global Clean Energy ETF (ICLN)
$1,001 - $15,000
None (or less than $201)
2.6
Proshares S&P 500 Dividend Aristocrats ETF (NOBL)
$1,001 - $15,000
None (or less than $201)
2.7
Invesco International Dividend Achievers ETF (PID)
$1,001 - $15,000
None (or less than $201)
2.8
U.S. bank (cash)
$1,001 - $15,000
None (or less than $201)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
New York City, New York
I will continue to participate in this deferred compensation plan. The plan sponsor no longer makes contributions. At the age of 65, I am eligible to receive $2,300 a month.
8/1988

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
Nothing reported in this section

Spouse's Employment Assets & Income and Retirement Accounts

#
Description
Value
Type
Amount
1
Infinite Quest Coaching (self-employed)
$1,001 - $15,000
Consulting fees
2
New York City Deferred Compensation Plan
cash payment
3
IRA
3.1
Global X US Preferred ETF (PFFD)
$1,001 - $15,000
None (or less than $201)
3.2
iShares Core S&P US Value ETF (IUSV)
$1,001 - $15,000
None (or less than $201)
3.3
iShares Global Clean Energy ETF (ICLN)
$1,001 - $15,000
None (or less than $201)
3.4
Proshares S&P 500 Dividend Aristocrats ETF (NOBL)
$1,001 - $15,000
None (or less than $201)
3.5
Proshares S&P MidCap 400 Dividend Aristocrats ETF (REGL)
$1,001 - $15,000
None (or less than $201)
3.6
Invesco International Dividend Achievers ETF (PID)
$1,001 - $15,000
None (or less than $201)
3.7
SPDR Portfolio Short Term Corporate Bond ETF (SPSB)
None (or less than $1,001)
None (or less than $201)

Other Assets and Income

#
Description
Value
Type
Amount
1
Brokerage Account
1.1
Essential Utilities Inc (WTRG)
$1,001 - $15,000
Dividends
$201 - $1,000
1.2
Invesco International Dividend Achievers ETF (PID)
$50,001 - $100,000
None (or less than $201)
1.3
Proshares S&P 500 Dividend Aristocrats ETF (NOBL)
$50,001 - $100,000
$1,001 - $2,500
1.4
Schwab US Dividend Equity ETF (SCHD)
$50,001 - $100,000
$1,001 - $2,500
1.5
SPDR Bbg Barclays Invest Grade Floating Rate ETF (FLRN)
$1,001 - $15,000
None (or less than $201)
1.6
T Rowe Price Equity Income Fund (PRFDX)
$50,001 - $100,000
$201 - $1,000
1.7
Vanguard 500 Index Fund Admiral Shares (VFIAX)
$50,001 - $100,000
$201 - $1,000
1.8
iShares Preferred and Income Securities ETF (PFF)
$15,001 - $50,000
$1,001 - $2,500
1.9
SPDR Portfolio Short Term Corporate Bond ETF (SPSB)
$15,001 - $50,000
None (or less than $201)

Transactions

#
Description
Type
Date
Amount
1
SPDR S&P International Dividend ETF (DWX)
Sale
11/09/2021
$1,001 - $15,000
2
Vanguard Mid-Cap Value Index Fund ETF Class Shares (VOE)
Purchase
11/23/2021
$1,001 - $15,000
3
Invesco International Dividend Achievers ETF (PID)
Sale
03/30/2021
$1,001 - $15,000
4
Proshares S&P 500 Dividend Aristocrats ETF (NOBL)
Sale
03/30/2021
$1,001 - $15,000
5
SPDR S&P International Dividend ETF (DWX)
Purchase
03/30/2021
$1,001 - $15,000
6
iShares Core S&P US Value ETF (IUSV)
Purchase
03/30/2021
$1,001 - $15,000
7
Vanguard Dividend Appreciation Index Fund ETF Class Shares (VIG)
Sale
03/09/2021
$1,001 - $15,000
8
Proshares S&P 500 Dividend Aristocrats ETF (NOBL)
Purchase
03/09/2021
$1,001 - $15,000
9
iShares Preferred and Income Securities ETF (PFF)
Sale
03/03/2021
$1,001 - $15,000
10
iShares Preferred and Income Securities ETF (PFF)
Sale
03/03/2021
$1,001 - $15,000

Liabilities

#
Creditor
Amount
Incurred
Term
1
Wells Fargo
$250,001 - $500,000
2020
30 years

Gifts and Travel Reimbursements

#
Source Name
City
Description
Value
Nothing reported in this section

Endnotes

Section
#
Description
7
23
WILL NEED LATE FEE WAIVER

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