Carlos Felipe Uriarte
Assistant Attorney General (Legislative Affairs)
Estimated Net Worth
- $446 K - $1.5 M
Salary
- Unknown
Employment
- Started 08/04/2022
Records
Financial Disclosure Details - OGE Form 278e (03/02/2022)
Positions Held Outside United States Government
# | Organization | City | Position | To |
|---|---|---|---|---|
1 | Unite Us (software) | New York, New York | Vice President, Regulatory Counsel | Present |
2 | Capital One Financial | McLean, Virginia | Vice President, Compliance | 5/2020 |
Employment Assets & Income and Retirement Accounts
# | Description | Value | Income Type | Income Amount |
|---|---|---|---|---|
1 | Unite Us, stock options (value not readily ascertainable): 1,000 unvested shares, strike $79.22, 25% vest on 5/13/2022 and 20 shares monthly thereafter for the next 36 months, exp. 5/2031 | None (or less than $201) | ||
2 | Unite Us (Privately held C-corp) | Salary | $213,636 | |
3 | Unite Us (Privately held C-corp), anticipated bonus | $15,001 - $50,000 | None (or less than $201) | |
4 | Unite Us 401K | |||
4.1 | State Street S&P 500 Index Fund Class N Shares (SVSPX) | $1,001 - $15,000 | None (or less than $201) | |
4.2 | BlackRock Multi-Asset Income Portfolio Class K Shares (BKMIX) | $1,001 - $15,000 | None (or less than $201) | |
4.3 | Mercer International, Inc. (MERC) | $1,001 - $15,000 | None (or less than $201) | |
4.4 | Mercer Small/Mid Cap Stock | $1,001 - $15,000 | None (or less than $201) | |
4.5 | State Street Small/Mid Cap Equity Index Fund Class K Shares (SSMKX) | $1,001 - $15,000 | None (or less than $201) | |
4.6 | Invesco Stable Value Trust - Class B1 | $1,001 - $15,000 | None (or less than $201) |
Employment Agreements and Arrangements
# | Employer Or Party | City | Status And Terms | Date |
|---|---|---|---|---|
1 | Unite Us | New York, New York | I have stock options, which were granted on May 13, 2021. The shares will vest according to the following schedule, so long as I am employed by Unite Us: 25% on May 13, 2022; 20 shares monthly thereafter for the next 36 months. Any vested shares must be exercised within 90 days of termination of employment. Any unvested shares will be forfeited at separation. | 5/2021 |
2 | Unite Us | New York, New York | While all bonus payments are discretionary, I expect to receive a year-end performance bonus on March 15 2022, based on the target bonus set by Company leadership. I will not receive a bonus for work performed during 2022. | 4/2021 |
3 | McLean, Virginia | Starting in February 2018, I began receiving compensation from Capital One in the form of restricted stock. I currently have approximately $25,000 in vested restricted stock and another $25,000 in unvested restricted stock units. The unvested restricted stock units will automatically vest in February 2023. Pursuant to the terms of my June 2020 separation agreement, I will retain my vested restricted stock and unvested restricted stock units. | 5/2017 | |
4 | Unite US | New York, New York | I will continute to participate in this defined contribution plan. The plan sponsor will not make further contributions after my separation. | 4/2021 |
Sources of Compensation Exceeding $5,000 in a Year
# | Source | City | Duties |
|---|---|---|---|
1 | Unite Us | New York, New York | Vice President, Regulatory Counsel |
2 | McLean, Virginia | Vice President, Compliance |
Spouse's Employment Assets & Income and Retirement Accounts
# | Description | Value | Type | Amount |
|---|---|---|---|---|
Nothing reported in this section | ||||
Other Assets and Income
# | Description | Value | Type | Amount |
|---|---|---|---|---|
1 | Individual Investment Account | |||
1.1 | ClearBridge International Growth Fund Class I Shares (LMGNX) | $1,001 - $15,000 | None (or less than $201) | |
1.2 | American SMALLCAP World Fund, Inc Class F2 Shares (SMCFX) | $1,001 - $15,000 | None (or less than $201) | |
1.3 | New Perspective Fund Class F2 Shares (ANWFX) | $1,001 - $15,000 | None (or less than $201) | |
1.4 | Calvert Equity Fund Class I Shares (CEYIX) | $1,001 - $15,000 | $201 - $1,000 | |
1.5 | Vanguard Dividend Growth Fund Investor Shares (VDIGX) | $1,001 - $15,000 | None (or less than $201) | |
1.6 | Washington Mutual Investors Fund Class F2 Shares (WMFFX) | $1,001 - $15,000 | None (or less than $201) | |
1.7 | BlackRock Mid-Cap Growth Equity Portfolio Institutional Shares (CMGIX) | $1,001 - $15,000 | None (or less than $201) | |
1.8 | Vanguard Small-Cap Growth Index Fund Admiral Class Shares (VSGAX) | $1,001 - $15,000 | None (or less than $201) | |
1.9 | New World Fund, Inc Class F2 Shares (NFFFX) | $1,001 - $15,000 | None (or less than $201) |
Transactions
# | Description | Type | Date | Amount |
|---|---|---|---|---|
Nothing reported in this section | ||||
Liabilities
# | Creditor | Amount | Incurred | Term |
|---|---|---|---|---|
1 | American Education Services | $50,001 - $100,000 | 2005 | 328 Months |
2 | US Bank | $250,001 - $500,000 | 2016 | 30 years |
Gifts and Travel Reimbursements
# | Source Name | City | Description | Value |
|---|---|---|---|---|
Nothing reported in this section | ||||
Endnotes
Section | # | Description |
|---|---|---|
8 | 2 | Liability has been paid in full. |
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