1

Stanford, California

Senior Fellow

4/2021

2

Washington, District of Columbia

Strategic Consultant

4/2021

3

Washington, District of Columbia

Editor

4/2021

4

Reston, Virginia

Consultant

4/2021

5

Washington, District of Columbia

Agency Review Team Volunteer

4/2021

6

Washington, District of Columbia

consultant

4/2021

1

Stanford University

Compensation

$190,704

2

Penn Biden Center for Diplomacy and Global Engagement

Salary

$27,381

3

Roth IRA

3.1

Vanguard Total Stock Market Index Fund Admiral Shares (VTSAX)

$15,001 - $50,000

None (or less than $201)

4

Georgetown University 403(b)

4.1

TIAA-CREF Lifecycle Index 2035 Fund- Institutional Class

$100,001 - $250,000

None (or less than $201)

5

University of Minnesota 401(a)

5.1

CREF Stock R2

$100,001 - $250,000

None (or less than $201)

5.2

TIAA Traditional

$15,001 - $50,000

None (or less than $201)

6

Stanford University 403(b)

1

Stanford, California

Unpaid public service leave. Leave is typically granted for two years, but can be extended. Stanford will not make contributions to my 403(b) retirement plans during the leave period.

12/2017

2

Stanford, California

I will continue to maintain my 457b deferred compensation plan. I am the only one who contributes to this plan and I will not do so during my unpaid public service leave.

1/2020

3

Washington, District of Columbia

I will continue to participate in this defined contribution plan, but the plan sponsor no longer makes contributions.

9/2007

4

Minneapolis, Minnesota

I will continue to participate in this defined contribution plan, but the plan sponsor no longer makes contributions.

9/2000

5

Stanford, California

University housing subsidy. The University will place on hold this subsidy during my leave.

12/2017

6

Stanford, California

I have four mortgages with Stanford University. Consistent with Stanford’s policy, I may request an extension of my leave of absence for government service. While I do not currently intend to request an extension, if I am granted an extension of my leave of absence, I will either refinance the mortgages with a different lender, pay market rate for the period of my government service, or pay off the mortgages.

1/2018

7

Stanford, California

Before learning of my consideration for a possible nomination to this position, Stanford offered to forgive one of my five mortgages, and processed the loan forgiveness in 2021.

4/2019

1

Roth IRA

1.1

COLUMBIA CAP ALLOC AGGRESSIVE CL A (AXBAX)

$1,001 - $15,000

None (or less than $201)

2

National Democratic Institute 401(a)

2.1

AM CENT MD CP VAL R6 (AMDVX)

$15,001 - $50,000

None (or less than $201)

2.2

PUTN LG CAP VAL R6 (PEQSX)

$15,001 - $50,000

None (or less than $201)

2.3

INVS DISCOVERY R6 (ODIIX)

$1,001 - $15,000

None (or less than $201)

2.4

INVS INTL DVSFD R6 (OIDIX)

$1,001 - $15,000

None (or less than $201)

1

Individual 529 College Savings Account

1.1

Vanguard Target Enrollment 2028/2029

$15,001 - $50,000

None (or less than $201)

2

Individual 529 College Savings Account

2.1

Vanguard Target Enrollment 2032/2033

$15,001 - $50,000

None (or less than $201)

3

U.S. bank #1 (cash)

$100,001 - $250,000

None (or less than $201)

4

U.S. bank #2 (cash)

$1,001 - $15,000

None (or less than $201)

5

U.S. bank #3 (cash)

$1,001 - $15,000

None (or less than $201)

1

VANG INST TR 2040 (VIRSX)

Sale

12/03/2021

$100,001 - $250,000

2

FID FDM Idx 2040 PRM (FPIPX)

Purchase

12/03/2021

$100,001 - $250,000

3

VANG INST TR 2035 (VITFX)

Sale

12/03/2021

$1,001 - $15,000

4

FID FDM Idx 2035 PRM (FNIPX)

Purchase

12/03/2021

$1,001 - $15,000

5

INVESCO DIVRS DIV R6 (LCEFX)

Sale

08/06/2021

$15,001 - $50,000

6

PUTN LG CAP VAL R6 (PEQSX)

Purchase

08/06/2021

$15,001 - $50,000

7

TIAA-CREF Lifecycle Index 2035 Fund- Institutional Class

Purchase

12/17/2021

$1,001 - $15,000

8

TIAA-CREF Lifecycle Index 2035 Fund- Institutional Class

Purchase

12/17/2021

$1,001 - $15,000

9

FID FDM Idx 2040 PRM (FPIPX)

Purchase

12/30/2021

$1,001 - $15,000

10

AM CENT MD CP VAL R6 (AMDVX)

Purchase

12/21/2021

$1,001 - $15,000

1

First Republic Bank

$500,001 - $1,000,000

2018

30-year fixed

2

The Board of Trustees of the Leland Stanford Junior University

$500,001 - $1,000,000

2018

N/A (loan due at sale)

3

The Board of Trustees of the Leland Stanford Junior University

$250,001 - $500,000

2018

30-year

4

The Board of Trustees of the Leland Stanford Junior University

$50,001 - $100,000

2018

30 years

5

The Board of Trustees of the Leland Stanford Junior University

$50,001 - $100,000

2018

14 years, 10 months

6

The Board of Trustees of the Leland Stanford Junior University

$50,001 - $100,000

2018

10 years

2

1

This income includes my salary for Jan-Apr 2021 as well as a $100,000 loan forgiveness, which Stanford processed as compensation and which was taxed as such. As noted last year in my Nominee Report: on November 27, 2020, one month before I received a job offer from President Biden, I approached Stanford about accepting their offer from 2019 to forgive this loan. The loan forgiveness was processed in 2021.

2

7

Income amount reflects the portion of the book advance paid in 2021.

2

11

This is the remainder of my "advance" installments pursuant to my book contract, paid in March 2022, for work already completed on the book prior to my Federal service.

2

12

Renting home

3

6

A fifth mortgage was forgiven in 2021 (see 3.7).

3

7

In November 27, 2020, one month before I received a job offer from President Biden, I approached Stanford about accepting their offer from 2019 to forgive this loan. The loan forgiveness was processed in 2021.

7

1

Stanford University 403(b)

7

2

Stanford University 403(b)

7

3

Stanford University 457b Deferred Compensation Plan

7

4

Stanford University 457b Deferred Compensation Plan