1

CRIS Services, LLC

Princeton, New Jersey

Co- owner/Member

9/2022

2

JERA. Co., Inc. (power generation services)

Tokyo, Japan

Director

9/2022

3

Saudi Electricity Company

Riyadh, Saudi Arabia

Director; Member of the Executive Committee; Member of the Risk Committee; Member of the Health Safety Security & Environment & Sustainability Committee

8/2022

4

Tata Steel Ltd. (steel manufacturing)

Mumbai, India

Director; Member of Audit Committee; Member of the Safety, Health and Environment Committee

9/2022

5

Heliogen, Inc. (Renewable Energy Company, Solar)

Pasadena, California

Director; Member of Audit Committee; Chairman of the Compensation and Human Capital Committee

9/2022

6

Climate Transition Capital Acquisition I B.V (European climate SPAC, private LLC)

Amsterdam, Netherlands

Strategic Partner; Non- executive Member of the Board of Directors

9/2022

7

Source Global, PBC (renewable drinking water technology)

Phoenix, Arizona

Director

9/2022

8

Inspire Clean Energy

Santa Monica, California

Director

9/2021

9

Climate Group North America

New York, New York

Director

9/2022

10

The B Team

New York, New York

Director; Chairman of Audit Committee

9/2022

1

Heliogen, Inc. (renewable energy company, solar)

1.1

Heliogen, Inc.

Directors Fees - retainer (1/1/2022- 9/5/2022)

$29,166

1.2

Heliogen Inc. Stock

$1,001 - $15,000

None (or less than $201)

1.3

Heliogen, Inc.

Audit Committee Member Fees

$8,333

1.4

Heliogen, Inc.

Chair of Human Capital and Compensation Committee Fees

$16,666

2

Saudi Electricity Company

2.1

Saudi Electricity Company Q1 2022

2.1.1

Saudi Electricity Company [received for meetings [Q1 2022]

Executive, Risk, HSSE Committee Meetings sitting fees

$4,000

2.1.2

Saudi Electricity Company [received for meetings Q1 2022]

Executive, Risk, HSSE Committee Meetings bonus fees

$26,000

2.1.3

Saudi Electricity Company [received for meetings Q1 2022]

Work Assignment Meeting fees

$5,600

1

NRG Energy, Inc.

Princeton , New Jersey

I will continue to participate in this defined benefit plan.

12/2003

2

EVgo Inc. (successor to CRIS I SPAC)

Los Angeles, California

I currently retain restricted stock, warrants and class A common shares of EVgo, Inc. The current restricted stock are subject to a lock-up/ forfeiture provision for a period of five years following the closing (7/1/21) of the business combination between EVgo and its predecessor, until such time that the share price of EVgo trades at a volume-weighted-average share price of $15 for 20 trading days in any 30 trading days.

8/2022

I will divest my stock, warrants and vested restricted stock in EvGo, Inc. as soon as practicable but not later than 90 days after my confirmation. divest my vested restricted stock, I will forfeit them.

3

CRIS Europe I, LLC (European Climate Private LLC) Climate Transitional Capital Acquisition I BV (European Climate SPAC) [collectively CTC]

Amsterdam, Netherlands

Pursuant to the terms of my agreement with the company I currently retain unvested restricted sponsor shares and unvested restricted warrants. These interests remain unvested and restricted because they cannot be traded until after a deal is consummated and the lock-up provisions are satisfied.

6/2021

The Sponsor Shares (CTC’s nomenclature for “Founder Shares”) are not transferable, assignable or saleable by CRIS Europe I, LLC until the earlier to occur of: (A) one year after the completion of the Business Combination or (B) after completion of the Business Combination, if the closing share price of the Ordinary Shares on Euronext Amsterdam equals or exceeds €12.00 per Ordinary Share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period commencing at least 150 days after the completion of the Business Combination and(y) the Sponsor Warrants are not transferable, assignable or saleable until the thirty (30) days after the completion of the Business Combination.

For the avoidance of doubt, any realization of receipt of these warrant or share securities is contingent on CTC effecting a business combination with a target company. Moreover, the same caveats apply as to the possibility of the CTC management team negotiating changes that may result in extending the duration of the lock-ups and /or other similar terms and conditions.

Filer is in the process of transferring the entirety of its interest in CRIS Europe I LLC, the vehicle that holds the Filer’s interest in the Sponsor shares, to a family trust.

4

Source Global PBC (renewable drinking water)

Phoenix, Arizona

I was permitted to retain my vested restricted stock awards

8/2022

1

Climate Transition Capital Acquisition I B.V (European climate SPAC, private LLC)

Amsterdam, Netherlands

Strategic Partner; Non-executive Member of the Board of Directors

2

Heliogen, Inc. (Renewable Energy Company, Solar)

Pasadena, California

Director; Member of Audit Committee; Chairman of the Compensation and Human Capital Committee

3

JERA. Co., Inc. (power generation services)

Tokyo, Japan

Director

4

Saudi Electricity Company

Riyadh, Saudi Arabia

Director

5

EN+ Group PLC

London, United Kingdom

Independent Trustee

6

Source Global, PBC (renewable drinking water technology)

Phoenix, Arizona

Director

7

Tata Steel, Ltd

Mumbai, Outside U.S.

Duties as Director and Member of Audit Committee

1

IRA #1

1.1

US Bank (cash)

$50,001 - $100,000

None (or less than $201)

2

New Material Culture, Inc. d/b/a Material Culture, Inc.

$50,001 - $100,000

Salary

1

US Bank #1 (cash)

$1,000,001 - $5,000,000

Interest

$201 - $1,000

2

US Brokerage Account #1

2.1

ALTAGAS LTD COM

$1,000,001 - $5,000,000

Dividends

$50,001 - $100,000

2.2

BROOKFIELD RENEW PARTNERS LP (BEP)

$500,001 - $1,000,000

Dividends

$15,001 - $50,000

2.3

The Coca-Cola Co. (KO)

$50,001 - $100,000

Dividends

$1,001 - $2,500

2.4

Duke Energy Corp. (DUK)

$250,001 - $500,000

Dividends

$5,001 - $15,000

2.5

Hyzon Motors Inc. (HYZN)

$50,001 - $100,000

None (or less than $201)

2.6

Kinder Morgan, Inc. (KMI)

$100,001 - $250,000

Dividends

$5,001 - $15,000

2.7

NIKE, Inc. (NKE)

$250,001 - $500,000

Dividends

$2,501 - $5,000

2.8

Pfizer Inc. (PFE)

$50,001 - $100,000

Dividends

$2,501 - $5,000

1

Morgan Stanley

$1,000,001 - $5,000,000

2020

revolving

1

16

1

17

Dissolved

1

18

Dissolved

2

1.2

Will divest

2

2.5.1

Subsequent to the submission of this report the amount identified in this line item was returned to the company

2

2.5.2

Subsequent to the submission of this report the amount identified in this line item was returned to the company

2

2.5.3

Subsequent to the submission of this report the amount identified in this line item was returned to the company

2

4.1

Will divest

2

12

2/22/23 Filer relinquished any right to any claim of the return of any cash from CRIS Services LLC.

3

2

Filer retains these same holdings in his family investment vehicle identified as Orchard Hill Family LLC, and the same lock up provisions apply to the restricted stock holdings in that entity. EVgo stock owned by Filer, Filer's spouse and Filer's dependent child will be divested.