1

New York State/Local Retirement System - Defined Benefit Plan

Monthly payments of $1,703.68.

$20,444

2

Massachusetts Institute of Technology Basic Retirement Plan - Defined Benefit Plan

Monthly payments of $1,026.

$12,312

1

New York State/Local Retirement System; State Comptroller

Albany, New York

Defined Benefit Plan. Filer began receiving pension payments of $1,703.68/month in October 2017. Total value of Plan is not readily ascertainable.

9/2004

2

Massachusetts Institute of Technology Basic Retirement Plan - Defined Benefit Plan

Cambridge, Massachusetts

Defined Benefit Plan. Filer began receiving pension payments of $1,026/month in June 2019. Total value of Plan is not readily ascertainable.

/1972

1

Fidelity Rollover IRA

$50,001 - $100,000

Cash distributions

$2,857

1.1

FDIC Insured Deposit at Fifth Third Bank

$50,001 - $100,000

Interest

$201 - $1,000

2

TIAA-CREF Defined Contribution Plans

Over $1,000,000

Cash distributions

$47,256

2.1

TIAA Traditional

$100,001 - $250,000

Interest

$5,001 - $15,000

2.2

CREF Stock Fund Cl R2 QCSTPX

$500,001 - $1,000,000

None (or less than $201)

2.3

CREF Money Market Fund Cl R3 QCMMIX

$100,001 - $250,000

None (or less than $201)

2.4

Vanguard Institutional Target Retirement 2015 Fund Inst Cl VITVX

$15,001 - $50,000

$201 - $1,000

2.5

Vanguard Target Retirement Income Trust Select

$100,001 - $250,000

None (or less than $201)

1

Art Collection - Works on paper, oils, canvas

$250,001 - $500,000

None (or less than $201)

2

Merrill Lynch Bank Deposit Program

$15,001 - $50,000

None (or less than $201)

3

Bank of America Preferred Deposit Account

None (or less than $1,001)

None (or less than $201)

4

Chevron Corporation Stock CVX

None (or less than $1,001)

Dividends

$201 - $1,000

5

Cincinnati Bell Inc. Preferred Series B Stock CBBPRB

$1,001 - $15,000

Dividends

$201 - $1,000

6

Constellation Brands, Inc. Stock STZ

$50,001 - $100,000

Dividends

$201 - $1,000

7

Eaton Corporation PLC Stock ETN

$15,001 - $50,000

Dividends

$201 - $1,000

8

Honeywell International Inc. Stock HON

$15,001 - $50,000

Dividends

$201 - $1,000

9

Johnson and Johnson Services, Inc. Stock JNJ

$50,001 - $100,000

Dividends

$1,001 - $2,500

10

Motorola Solutions, Inc. Stock MSI

$500,001 - $1,000,000

Dividends Capital Gains

$50,001 - $100,000

1

Wells Fargo and Company Bonds SER N 2.15% - REDEEMED

01/30/2020

$100,001 - $250,000

2

CD - First Republic Bank

Purchase

01/31/2020

$15,001 - $50,000

3

Raytheon Company Stock RTN

Purchase

02/03/2020

$1,001 - $15,000

4

Microsoft Corporation Stock MSFT

Purchase

02/03/2020

$1,001 - $15,000

5

Unilever PLC ADR Stock UL

Purchase

02/03/2020

$15,001 - $50,000

6

Goldman Sachs Group, Inc. Corporate Bonds Ser D 6.00% Jun 15 2020

Purchase

02/03/2020

$100,001 - $250,000

7

Motorola Solutions, Inc. Stock MSI

Sale

02/28/2020

$100,001 - $250,000

8

Unilever PLC ADR Stock UL

Sale

02/28/2020

$15,001 - $50,000

9

Citigroup Inc. Bonds 5.375% Aug 09 2020

Purchase

03/03/2020

$100,001 - $250,000

10

Disney Company Stock DIS

Sale

03/20/2020

$15,001 - $50,000

1

BB&T Bank, Winston-Salem, NC

$50,001 - $100,000

ARM

2

1

Value not readily ascertainable. Filer began receiving benefits in October 2017.

2

2

Value is not readily ascertainable. Filer began receiving benefits in June 2019.

5

2

Aggregates TIAA-CREF plans for former employers WGBH, Boston, MA and UNC at Chapel Hill/UNC-TV.

5

2.2

Note for future years - this fund does not declare or reinvest dividends or capital gains.

5

2.3

Note for future years - this fund does not declare or reinvest dividends or capital gains.

5

2.5

New in 2020. All monies in spouse's Vanguard Target Retirement Income Trust Plus - see 2020 annual and this year's transactions - were transferred to this fund pursuant to changes made by UNC plan administrators. Note for future years - this fund does not declare or reinvest dividends or capital gains.

6

2

Merrill Lynch's Bank Deposit Program is with Bank of America. Cash account.

6

3

Cash account. Listed for tracking purposes.

6

4

All sold, asset not held as of 12/31/2020.

6

10

One partial sale and one gift of stock during 2020 - see transactions. Valuation decrease from 2020 annual report due to above transactions.