1

Gina Roth Contributory (4056)

$15,001 - $50,000

$201 - $1,000

1.1

FIRST TRUST CAPITAL STRENGTH ETF IV

$1,001 - $15,000

$201 - $1,000

1.2

FIRST TRUST VALUE DIVIDEND IN ETF IV

$1,001 - $15,000

$201 - $1,000

1.3

ISHS MSCI EMERG MRKT FCT ETF IV

$1,001 - $15,000

None (or less than $201)

1.4

JPMorgan BetaBuilders International Equity ETF (BBIN)

$1,001 - $15,000

None (or less than $201)

1.5

SCHWAB US SMALL CAP ETF

$1,001 - $15,000

$201 - $1,000

1.6

WISDOMTREE US MIDCAP DIVIDEND ETF

$1,001 - $15,000

$201 - $1,000

1.7

FlexShares Real Assets Allocation Index Fund (ASET)

$1,001 - $15,000

None (or less than $201)

2

Gina Roll Over IRA (6205 Saratoga)

$250,001 - $500,000

Capital Gains Dividends

$2,501 - $5,000

2.1

3M CO

$1,001 - $15,000

None (or less than $201)

1

Golden Key Group

Reston, Virginia

I no longer have a relationship with my former employer. However, I still have money in the 401K account that I contributed to and the company matched up to a certain amount. I plan to transfer the money from this account to my government TSP account but have not had the chance to do this yet. I do not have a working relationship with my former employer.

7/2019

2

United States Air Force

Washington DC, Virginia

I will continue to participate in this defined benefit plan.

11/2018

3

BetterUp

San Francisco, California

Independent Consultant

6/2019

4

Inca Digital Advisor

Miami, Florida

Independent Contractor

5/2020

5

Eduworks Corporation

Corvalis, Oregon

I participate in corporate strategy meetings 2 - 3 times a year as an advisor. There is no compensation for these meetings. I also have done some consulting work for the company on contracts they have been awarded. This work is compensated but I have not done any consulting work in the last 18-months.

4/2019

6

Clearforce Inc

Vienna, Virginia

I serve as a member of the advisory board.

7/2019

7

Buildings Anywhere

Palm Beach Gardens, Florida

Advisor

1/2020

8

Orchestra Macrosystems

Austin, Texas

Consultant

1/2020

9

Santa Monica, California

Review RAND document DRR-1905-1 within the allotted time in accordance with RAND's review guidance.

2/2022

1

Brian Roth Contributory IRA

1.1

Brian 8477

$100,001 - $250,000

$50,001 - $100,000

1.1.1

ADOBE INC

None (or less than $1,001)

$1,001 - $2,500

1.1.2

Google ALPHABET INC. CLASS A

$1,001 - $15,000

$2,501 - $5,000

1.1.3

AMAZON.COM INC

$1,001 - $15,000

$1,001 - $2,500

1.1.4

AMERN TOWER CORP REIT

$1,001 - $15,000

$1,001 - $2,500

1.1.5

ATLASSIAN CORP PLC F CLASS A

$1,001 - $15,000

$1,001 - $2,500

1.1.6

AUTODESK INC

$1,001 - $15,000

$201 - $1,000

1.1.7

BANK OF AMERICA CORP

$1,001 - $15,000

$201 - $1,000

1.1.8

BERKSHIRE HATHAWAY CLASS B

$1,001 - $15,000

$2,501 - $5,000

1

Gina U.S. Bank #1 (primary)

$50,001 - $100,000

None (or less than $201)

2

Gina U.S. Bank #2 Savings

$15,001 - $50,000

Dividends Interest

$201 - $1,000

3

Condo Rental Yorktown VA

$100,001 - $250,000

Rent or Royalties

$5,001 - $15,000

4

Condo Rental in Arlington VA

$250,001 - $500,000

Rent or Royalties

$50,001 - $100,000

1

T Rowe Price Spectrum Moderate Allocation Fund (TRPBX)

Sale

11/10/2022

$1,001 - $15,000

2

T Rowe Price Real Assets Fund, Inc (PRAFX)

Sale

11/10/2022

$15,001 - $50,000

3

Novo-Nordisk A S ADR

Sale

01/03/2023

$1,001 - $15,000

4

Schwab US Treasury Money Fund Investor Class Shares (SNSXX)

Purchase

01/04/2023

$1,001 - $15,000

5

Oracle Corp. (ORCL)

Sale

01/20/2023

$1,001 - $15,000

6

Marion Or Sd #29J GO 0% 06/15/2027

Purchase

01/10/2023

$1,001 - $15,000

7

Accenture Plc A

Purchase

02/09/2023

$1,001 - $15,000

8

Adobe Inc

Purchase

02/09/2023

$1,001 - $15,000

9

Alphabet, Inc. (GOOGL)

Purchase

02/09/2023

$1,001 - $15,000

10

Apple Inc

Purchase

02/09/2023

$1,001 - $15,000

1

Mr. Cooper

$250,001 - $500,000

2013

30-years

2

Lakeview

$50,001 - $100,000

2019

30 years

3

Pentagon Federal Credit Union

2019

N/A

2

3.13

Kirkland Lake Gold Mine Limited Merged with Agnico Eagle Gold Mines 9 Feb 2022. Agnico is the sole business now and is already reported under this heading.

2

4

This is a managed fund by Belle Haven Investments. The assets in this fund are all tax-free municipal bonds.

2

4.30

Purchased 5/24/2022

2

8

The income from this annuity is the minimum amount that must be paid per year.

2

9

I have had this annuity for many years and have not taken any funds from it nor added any funds since its original purchase.

3

3

My compensation for this consulting is non-qualified stock option to purchase an additional 27,000 shares of the company's common stock at the then-current fair market value (the "Option Grant"). The Option grant shall vest and become exercisable over a two-year period, beginning on the date hereof (9 Jun 2019), vesting on the 6-month anniversary of the date hereof and the remainder vesting in equal monthly installments for the following 18-months and will be subject to the terms and conditions of the Company's 2015 Equity Incentive Plan.

Given my new position I am no longer consulting for this company. This relationship ended on 1 August 2021.

3

4

Option pursuant to its Equity Incentive Plan to purchase 50,000 shares of common stock in Company (shares) of common stock at a per share exercise price equal to the Fair Market Value at a per share exercise price equal to the Fair Market Value of a share of the Company's common stock.

I have not done any consulting since I started at the VA but have not formally ended the relationship as I have not had time to connect with them to complete the action. I consulted on an as needed basis and will no longer do that.

3

5

I have not received any consulting income since 2019. I no longer serve as an advisor to this company. This relationship ended shortly after I started working for the VA.