Observations
- Millionaire
Estimated Net Worth
- $5.9 M - $16.3 M
Salary
- Unknown
Employment
- Started 03/03/2021
Financial Disclosure Details - OGE Form 278e (05/16/2022)
Positions Held Outside United States Government
# | Organization | City | Position | To |
|---|---|---|---|---|
1 | Washington, District of Columbia | Board Member | 1/2021 | |
2 | New Haven, Connecticut | Alumni Fellow | 1/2021 | |
3 | Providence, Rhode Island | Co-Trustee | Present | |
4 | Providence, Rhode Island | Co-Trustee | Present | |
5 | Providence, Rhode Island | Governor | 3/2021 | |
6 | Providence, Rhode Island | Chair | 3/2021 |
Employment Assets & Income and Retirement Accounts
# | Description | Value | Income Type | Income Amount |
|---|---|---|---|---|
1 | State of Rhode Island | Salary as Governor | $19,908 | |
2 | SEP-IRA | |||
2.1 | Fidelity New Markets Income Fund (FNMIX) | $1,001 - $15,000 | None (or less than $201) | |
2.2 | Fidelity Floating Rate High Income Fund (FFRHX) | $15,001 - $50,000 | None (or less than $201) | |
2.3 | Fidelity Short-Term Bond Fund (FSHBX) | $1,001 - $15,000 | None (or less than $201) | |
2.4 | Fidelity High Income Fund (SPHIX) | $15,001 - $50,000 | None (or less than $201) | |
2.5 | Fidelity Total Bond Fund (FTBFX) | $15,001 - $50,000 | None (or less than $201) | |
2.6 | Fidelity Government Cash Reserves (FDRXX) | $1,001 - $15,000 | None (or less than $201) | |
3 | Roth IRA | |||
3.1 | Vanguard Real Estate ETF (VNQ) | $1,001 - $15,000 | None (or less than $201) |
Employment Agreements and Arrangements
# | Employer Or Party | City | Status And Terms | Date |
|---|---|---|---|---|
1 | Providence, Rhode Island | I will continue to participate in this defined benefit plan. | 1/2011 | |
2 | Providence, Rhode Island | I will continue to participate in this defined contribution plan (457b). The plan sponsor will not make further contributions | 1/2011 |
Sources of Compensation Exceeding $5,000 in a Year
# | Source | City | Duties |
|---|---|---|---|
Nothing reported in this section | |||
Spouse's Employment Assets & Income and Retirement Accounts
# | Description | Value | Type | Amount |
|---|---|---|---|---|
1 | PathAI | Salary | ||
2 | Traditional IRA | |||
2.1 | iShares Core S&P Mid-Cap ETF (IJH) | $1,001 - $15,000 | None (or less than $201) | |
2.2 | iShares Core S&P Small-Cap ETF (IJR) | $1,001 - $15,000 | None (or less than $201) | |
2.3 | Vanguard S&P Small-Cap 600 ETF (VIOO) | $15,001 - $50,000 | None (or less than $201) | |
2.4 | Vanguard S&P Mid-Cap 400 ETF (IVOO) | $15,001 - $50,000 | None (or less than $201) | |
2.5 | Vanguard FTSE Emerging Markets ETF (VWO) | $15,001 - $50,000 | None (or less than $201) | |
2.6 | Vanguard Real Estate ETF (VNQ) | $1,001 - $15,000 | None (or less than $201) | |
2.7 | Fidelity New Markets Income Fund (FNMIX) | $1,001 - $15,000 | None (or less than $201) | |
2.8 | Fidelity Floating Rate High Income Fund;Fid Flt Rt Hi Inc (FFRHX) | $1,001 - $15,000 | None (or less than $201) |
Other Assets and Income
# | Description | Value | Type | Amount |
|---|---|---|---|---|
1 | U.S. bank #1 (cash) | $100,001 - $250,000 | Interest | $201 - $1,000 |
2 | Family Trust #1 | |||
2.1 | Fidelity Extended Market Index Fund (FSMAX) | $15,001 - $50,000 | $201 - $1,000 | |
2.2 | Fidelity 500 Index Fund (FXAIX) | $100,001 - $250,000 | $2,501 - $5,000 | |
2.3 | Fidelity Small Cap Index Fund (FSSNX) | $15,001 - $50,000 | $201 - $1,000 | |
2.4 | Fidelity New Markets Income Fund (FNMIX) | $1,001 - $15,000 | $201 - $1,000 | |
2.5 | Vanguard S&P Small-Cap 600 ETF (VIOO) | $100,001 - $250,000 | $1,001 - $2,500 | |
2.6 | iShares Core S&P Mid-Cap ETF (IJH) | $100,001 - $250,000 | $1,001 - $2,500 | |
2.7 | Vanguard S&P Mid-Cap 400 ETF (IVOO) | $50,001 - $100,000 | $201 - $1,000 | |
2.8 | iShares Core S&P Small-Cap ETF (IJR) | $50,001 - $100,000 | $201 - $1,000 |
Transactions
# | Description | Type | Date | Amount |
|---|---|---|---|---|
1 | Vanguard International Equity Index FDS TT World (VT) | Purchase | 03/19/2021 | $100,001 - $250,000 |
2 | Vanguard Health Care Index Fund ETF Class Shares (VHT) | Sale | 03/10/2021 | $15,001 - $50,000 |
3 | Energy Select Sector SPDR Fund (XLE) | Sale | 03/10/2021 | $1,001 - $15,000 |
4 | Fidelity Health Care Portfolio (FSPHX) | Sale | 03/10/2021 | $50,001 - $100,000 |
5 | Fidelity Health Care Services Portfolio (FSHCX) | Sale | 03/10/2021 | $15,001 - $50,000 |
6 | Fidelity Pharmaceuticals Portfolio (FPHAX) | Sale | 03/10/2021 | $15,001 - $50,000 |
7 | Vanguard International Equity Index FDS FF World (VT) | Purchase | 03/19/2021 | $100,001 - $250,000 |
8 | Vanguard Health Care Index Fund ETF Class Shares (VHT) | Sale | 03/10/2021 | $15,001 - $50,000 |
9 | Energy Select Sector SPDR Fund (XLE) | Sale | 03/10/2021 | $1,001 - $15,000 |
10 | Fidelity Health Care Services Portfolio (FSHCX) | Sale | 03/10/2021 | $15,001 - $50,000 |
Liabilities
# | Creditor | Amount | Incurred | Term |
|---|---|---|---|---|
Nothing reported in this section | ||||
Gifts and Travel Reimbursements
# | Source Name | City | Description | Value |
|---|---|---|---|---|
1 | Nina & David Fialkow | Boston, Massachusetts | 3 tickets to Kennedy Center Honors event and accompanying meal on December 5, 2021 | $2700 (estimate) |
Endnotes
Section | # | Description |
|---|---|---|
7 | 73 | Qualified distribution via roll-over of retirement account |
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