1

Wilmington, Delaware

Trustee

Present

1

Rollover IRA

1.1

First American Gov't. Obligations CL Z

$50,001 - $100,000

None (or less than $201)

1.2

Brown Advisory Total Return Fund

$100,001 - $250,000

None (or less than $201)

1.3

Exact Sciences Corp.

$1,001 - $15,000

None (or less than $201)

1.4

MiMedx Group, Inc.

$15,001 - $50,000

None (or less than $201)

1.5

Brown Adv. Small Cap Growth CI Inv

$15,001 - $50,000

None (or less than $201)

1.6

Brown Advisory Small-Cap Fundamental Value Fund Institutional Class Shares (BAUUX)

$50,001 - $100,000

None (or less than $201)

1.7

Brown Adv. Flexible Equity

$50,001 - $100,000

None (or less than $201)

1.8

Brown Advisory Sustainable Growth

$50,001 - $100,000

None (or less than $201)

1.9

Brown Adv. Global Leaders

$100,001 - $250,000

None (or less than $201)

1

Wilmington, Delaware

I will continue to participate in this defined contribution plan, and the plan sponsor will continue to make contributions.

9/2017

2

Dover, Delaware

As a retiree from the state of Delaware with 18 years of service, I am entitled to lifelong insurance.

1/2009

3

Dover, DE

I will continue to participate in this defined benefit plan.

3/2017

4

Wilmington, Delaware

Upon confirmation, I will place my consulting business in an inactive status. I am not owed any fees for services.

4/2021

1

Roth IRA

1.1

Brown Advisory Global Leaders Fund

$15,001 - $50,000

None (or less than $201)

2

Inherited IRA

cash distribution

$357

2.1

First American Gov. Obligations

None (or less than $1,001)

None (or less than $201)

2.2

Brown Advisory Global Leaders

$1,001 - $15,000

None (or less than $201)

3

SEP/Traditional IRA

3.1

First American Government Obligations

None (or less than $1,001)

None (or less than $201)

3.2

American Balanced Fund Class F2 Shares (AMBFX)

$1,001 - $15,000

None (or less than $201)

3.3

American Bond Fund of America

$1,001 - $15,000

None (or less than $201)

3.4

American Cap Inc Builder F2

$1,001 - $15,000

None (or less than $201)

1

First American Gov't. Obligations CI Z

$15,001 - $50,000

None (or less than $201)

2

First American Gov't. Obligations Income

None (or less than $1,001)

None (or less than $201)

3

Brown Advisory Tax Exempt Bond FundCI Inst

$250,001 - $500,000

$5,001 - $15,000

4

Brown Advisory Small Cap Growth CI Inv

$50,001 - $100,000

None (or less than $201)

5

Vanguard Dividend Growth

$100,001 - $250,000

$1,001 - $2,500

6

Brown Advisory Sustainable Growth CI Inst

$100,001 - $250,000

None (or less than $201)

7

Brown Advisory Small Cap Fundamental Value CI I

$50,001 - $100,000

$201 - $1,000

8

Brown Advisory Global Leaders Fund

$100,001 - $250,000

$201 - $1,000

9

DFA Emerging Markets Sustainability Core 1 Portfoliio

$50,001 - $100,000

$1,001 - $2,500

10

First American Government Obligations CI Z

$1,001 - $15,000

None (or less than $201)

1

investment by Poplar Ventres

Purchase

01/03/2022

$1,001 - $15,000

2

Scientific Games Corp. (SGMS)

Sale

01/05/2022

$50,001 - $100,000

3

Scientific Games Corp. (SGMS)

Sale

01/03/2022

$50,001 - $100,000

4

Scientific Games Corp. (SGMS)

Sale

01/04/2022

$50,001 - $100,000

5

Scientific Games Corp. (SGMS)

Sale

01/06/2022

$15,001 - $50,000

6

Scientific Games Corp. (SGMS)

Sale

01/07/2022

$15,001 - $50,000

7

Scientific Games Corp. (SGMS)

Sale

02/01/2022

$15,001 - $50,000

8

Anterix, Inc. (ATEX)

Sale

01/03/2022

$1,001 - $15,000

9

Anterix, Inc. (ATEX)

Sale

02/04/2022

$15,001 - $50,000

10

Anterix, Inc. (ATEX)

Sale

02/07/2022

$1,001 - $15,000

1

Tilia Fund I

$15,001 - $50,000

2017

on demand

2

Brown Advisory Private Equity Partners V (TE), LLLP

$15,001 - $50,000

2017

on demand

3

Brown Advisory Investors 2018-TG PIP XI, LLLP

$15,001 - $50,000

2018

on demand

4

Brown Advisory Real Estate Partners II (QP), LLLP

$50,001 - $100,000

2019

on demand

5

Brown Advisory Private Equity Partners VIII (QP), LLLP

$50,001 - $100,000

2019

on demand

6

Brown Advisory Investors 2020-AVF V LLLP

$50,001 - $100,000

2021

on demand

7

Poplar Ventures

$50,001 - $100,000

2019

on demand

2

1.13

I have a capital commitment to the Aviator Fund V of $100,000.

2

5

Some shares received as director fees.

2

6

In keeping with company policy, all options have now been vested.

6

32.5

Vivid Charts is a provider of data visualization and reporting solutions for enterprise customers.

6

50

Assets report in entries 51 through 91 were inherited during the reporting period.

7

1

I hold an investment in Poplar Ventures, which makes investments in other companies. In this case, Poplar Ventures invested in VividCharts, Inc., which provides data visualization and reporting solutions for enterprise customers who use core business software technology platforms.

7

7

The sale occurred simultaneous with the exercise of stock options.

7

8

This sale occurred simultaneous to an exercise of stock options.

7

9

This represents the sale upon exercise of Anterix options.

7

10

This represents the sale upon exercise of Anterix options.