Financial Disclosure Details - OGE Form 278e (05/12/2022)

Positions Held Outside United States Government

#
Organization
City
Position
To
1
New York, New York
Managing Director
7/2021
2
New York, New York
Board of Trustees Member
7/2021

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
New York, New York
Pursuant to plan policy, my EICP restricted stock units vested upon my date of termination and converted to shares of Morgan Stanley stock. I divested the resulting shares within 90 days of confirmation.
1/2018
2
New York, New York
Pursuant to plan policy, my MSCIP deferred cash bonus vested upon my date of termination and wase fixed as of that date. I received the receivable within 30 days of termination.
2/2017
3
New York, New York
I will continue to participate in this defined contribution plan. The plan sponsor will not make further contributions after my separation.
2/2017

Financial Disclosure Details - OGE Form 278e (04/08/2021)

Positions Held Outside United States Government

#
Organization
City
Position
To
1
New York, New York
Managing Director
Present
2
New York, New York
Board of Trustees Member
Present

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
New York, New York
Pursuant to plan policy, my EICP restricted stock units will vest upon my date of termination and convert to shares of Morgan Stanley stock. I will divest the resulting shares within 90 days of confirmation.
1/2018
2
New York, New York
Pursuant to plan policy, my MSCIP deferred cash bonus will vest upon my date of termination and be fixed as of that date. I will receive the receivable within 30 days of termination.
2/2017
3
New York, New York
I will continue to participate in this defined contribution plan. The plan sponsor will not make further contributions after my separation.
2/2017

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
1
New York, New York
Head of Firm Resilience and the Fusion Resilience Center

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