Financial Disclosure Details - OGE Form 278e (02/29/2024)

Positions Held Outside United States Government

#
Organization
City
Position
To
1
Trustee
Present
2
Trustee
Present
3
Trustee
Present
4
Trustee
Present

Employment Assets & Income and Retirement Accounts

#
Description
Value
Income Type
Income Amount
1
IRA #1
1.1
ASML Holding N.V. New York Registry Shares (ASML)
$1,001 - $15,000
None (or less than $201)
1.2
IHS Holding Limited Ordinary Shares (IHS)
$1,001 - $15,000
None (or less than $201)
1.3
Inhibrx Inc. Common Stock (INBX)
$1,001 - $15,000
None (or less than $201)
1.4
JD.com Inc. American Depositary Shares (JD)
$15,001 - $50,000
None (or less than $201)
1.5
Sea Limited American Depositary Shares each representing one Class A Ordinary Share (SE)
$1,001 - $15,000
None (or less than $201)
1.6
Viridian Therapeutics Inc. Common Stock (VRDN)
$50,001 - $100,000
None (or less than $201)
2
IRA #2
2.1
PRIMECAP Odyssey Growth Fund (POGRX)
$1,001 - $15,000
None (or less than $201)
2.2
WasatchEmerging Markets Small Cap Fund Institutional Class Shares (WIEMX)
$100,001 - $250,000
None (or less than $201)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
Nothing reported in this section

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
Nothing reported in this section

Spouse's Employment Assets & Income and Retirement Accounts

#
Description
Value
Type
Amount
1
IRA #1
1.1
Vanguard Total Stock Market Index Fund Admiral Class Shares (VTSAX)
$250,001 - $500,000
None (or less than $201)
1.2
BlackRock US Government Bond Portfolio Investor A Shares (CIGAX)
$1,001 - $15,000
None (or less than $201)
1.3
U.S. Brokerage Account (cash)
$1,001 - $15,000
None (or less than $201)
2
IRA #2
2.1
Vanguard Total Stock Market Index Fund Admiral Class Shares (VTSAX)
$15,001 - $50,000
None (or less than $201)
3
IRA #3
3.1
U.S. Brokerage Account (cash)
None (or less than $1,001)
None (or less than $201)
4
IRA #4
4.1
Cash (U.S. Bank)
$1,001 - $15,000
None (or less than $201)

Other Assets and Income

#
Description
Value
Type
Amount
1
Brokerage Account #1
1.1
ADMA Biologics, Inc. (ADMA)
$100,001 - $250,000
Capital Gains
$100,001 - $1,000,000
1.2
American International Group, Inc. (AIG)
$15,001 - $50,000
Dividends
$201 - $1,000
1.3
Amgen Inc. (AMGN)
$50,001 - $100,000
Dividends
$201 - $1,000
1.4
ASML Holding N.V. New York Registry Shares (ASML)
$100,001 - $250,000
Dividends
$201 - $1,000
1.5
AstraZeneca PLC American Depositary Shares (AZN)
$100,001 - $250,000
Dividends
$2,501 - $5,000
1.6
Bristol-Myers Squibb (BMY)
$15,001 - $50,000
Dividends
$1,001 - $2,500
1.7
Berkshire Hathaway Inc. (BRKB)
$100,001 - $250,000
None (or less than $201)
1.8
Charter Communications, Inc. (CHTR)
$1,001 - $15,000
None (or less than $201)
1.9
Cigna Corp. (CI)
$50,001 - $100,000
Dividends
$1,001 - $2,500

Transactions

#
Description
Type
Date
Amount
Nothing reported in this section

Liabilities

#
Creditor
Amount
Incurred
Term
1
PNC Bank
$50,001 - $100,000
2013
15 years

Gifts and Travel Reimbursements

#
Source Name
City
Description
Value
Nothing reported in this section

Endnotes

Section
#
Description
Filer's Information
1
Staff to U.S. Senator Laphonza Butler of California
Filer's Information
2
Staff to U.S. Senator Dianne Feinstein of California
1
3
Start date is estimated
6
1.63
I owned stock in BAX worth $15,000 to $50,000 which I sold at a loss in January 2024.
6
1.64
Sold all shares in 2023
6
1.65
Sold all shares in 2023
6
1.66
Sold all shares in 2023
6
1.67
Sold all shares in 2023 at a loss
6
1.68
Sold all shares (excepting about $400 worth) in 2023
6
1.69
Sold all shares in 2023

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