Financial Disclosure Details - OGE Form 278e (04/19/2021)

Positions Held Outside United States Government

#
Organization
City
Position
To
Nothing reported in this section

Employment Assets & Income and Retirement Accounts

#
Description
Value
Income Type
Income Amount
Nothing reported in this section

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
Nothing reported in this section

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
Nothing reported in this section

Spouse's Employment Assets & Income and Retirement Accounts

#
Description
Value
Type
Amount
1
IRA
1.1
Schwab International Equity ETF
$1,001 - $15,000
None (or less than $201)
1.2
Schwab U.S. Aggregate Bond
$1,001 - $15,000
None (or less than $201)
1.3
Schwab U.S. Large Cap Value
$1,001 - $15,000
None (or less than $201)
1.4
Schwab U.S. MC
$1,001 - $15,000
None (or less than $201)
1.5
Schwab U.S. Small Cap
$1,001 - $15,000
None (or less than $201)
1.6
Schwab U.S. Tips
$1,001 - $15,000
None (or less than $201)
1.7
Schwab U.S. Dividend Equity
$1,001 - $15,000
None (or less than $201)
1.8
Medmen Enterprises I
$1,001 - $15,000
None (or less than $201)
1.9
Technology Select Sector Spdr ETF
$1,001 - $15,000
None (or less than $201)

Other Assets and Income

#
Description
Value
Type
Amount
1
U.S. bank account #3 (cash)
$1,001 - $15,000
None (or less than $201)
2
The Invesco College Bound 529 2029-2030 Portfolio C (top 10 holdings follow)
$1,001 - $15,000
$201 - $1,000
2.1
Invesco Core Plus Bond Fund
$1,001 - $15,000
None (or less than $201)
2.2
Invesco Diversified Dividend Fund
$1,001 - $15,000
None (or less than $201)
2.3
Invesco Short Duration Inflation Protected Fund
$1,001 - $15,000
None (or less than $201)
2.4
Invesco Global Growth Fund
$1,001 - $15,000
None (or less than $201)
2.5
Invesco Equally-Weighted S&P 500 Fund
$1,001 - $15,000
None (or less than $201)
2.6
Invesco Floating Rate Fund
$1,001 - $15,000
None (or less than $201)
2.7
Invesco FTSE RAFI Developed Markets ex- U.S. Portfolio
$1,001 - $15,000
None (or less than $201)
2.8
Invesco Short Term Bond Fund
$1,001 - $15,000
None (or less than $201)

Transactions

#
Description
Type
Date
Amount
1
Sorrento Therapeutics, Inc. - Common Stock (SRNE)
Purchase
05/20/2020
$1,001 - $15,000
2
CytoSorbents Corp. (CTSO)
Sale
06/24/2020
$1,001 - $15,000
3
CytoSorbents Corp. (CTSO)
Purchase
03/11/2020
$1,001 - $15,000
4
CytoSorbents Corp. (CTSO)
Purchase
03/13/2020
$1,001 - $15,000

Liabilities

#
Creditor
Amount
Incurred
Term
1
Fidelity Deposit & Discount Bank
$250,001 - $500,000
2019
20 years
2
Fidelity Deposit & Discount Bank
$15,001 - $50,000
2019
2039
3
Fidelity Bank
$10,001 - $15,000
2019
revolving
4
Chase Bank
$50,001 - $100,000
2019
revolving

Gifts and Travel Reimbursements

#
Source Name
City
Description
Value
Nothing reported in this section

Endnotes

Section
#
Description
5
1.10
This was a holding from last year in my wife's IRA. Accidently deleted it from the imported list. It is NOT a new transaction/purchase but a continued holding within the existing IRA.
5
4
Non IRA Stock still held
7
1
NOT in IRA
7
2
Actual total amount - $961.98
8
1
Principal Mortgage
8
2
Home Equity Loan

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