Nickolas Guertin
Assistant Secretary of the Navy for Research, Development, and Acquisition
Observations
- Millionaire
Estimated Net Worth
- $1.0 M - $2.6 M
Salary
- Unknown
Employment
- Started 12/13/2023
Financial Disclosure Details - OGE Form 278e (04/07/2023)
Positions Held Outside United States Government
# | Organization | City | Position | To |
|---|---|---|---|---|
1 | Open Innovation LLC (inactive) | McLean, Virginia | Principal/Owner | 8/2022 |
Employment Assets & Income and Retirement Accounts
# | Description | Value | Income Type | Income Amount |
|---|---|---|---|---|
1 | IRA | |||
1.1 | Schwab US REIT ETF (SCHH) | $15,001 - $50,000 | None (or less than $201) | |
1.2 | iShares Gold Trust (IAU) | $15,001 - $50,000 | None (or less than $201) | |
1.3 | SchwabEmerging Markets Equity ETF (SCHE) | $15,001 - $50,000 | None (or less than $201) | |
1.4 | Schwab FundamentalEmerging Markets Large Company Index ETF (FNDE) | $50,001 - $100,000 | None (or less than $201) | |
1.5 | Schwab Fundamental International Large Company Index ETF (FNDF) | $50,001 - $100,000 | None (or less than $201) | |
1.6 | Schwab Fundamental International Small Company Index ETF (FNDC) | $15,001 - $50,000 | None (or less than $201) | |
1.7 | Schwab Fundamental US Large Company Index ETF (FNDX) | $50,001 - $100,000 | None (or less than $201) | |
1.8 | Schwab Fundamental US Small Company Index ETF (FNDA) | $50,001 - $100,000 | None (or less than $201) | |
1.9 | SCHWAB INTERMEDIATE TERM US TRS ETF | $15,001 - $50,000 | None (or less than $201) |
Employment Agreements and Arrangements
# | Employer Or Party | City | Status And Terms | Date |
|---|---|---|---|---|
1 | Pittsburgh, Pennsylvania | I will continue to participate in this defined contribution plan. The plan sponsor does not make further contributions. | 12/2021 | |
2 | McLean, Virginia | I concluded operations prior to my appointment and closed this entity on 8/2022 | 8/2022 |
Sources of Compensation Exceeding $5,000 in a Year
# | Source | City | Duties |
|---|---|---|---|
Nothing reported in this section | |||
Spouse's Employment Assets & Income and Retirement Accounts
# | Description | Value | Type | Amount |
|---|---|---|---|---|
1 | Montgomery County Public Schools (MCPS) | salary | ||
2 | MCPS Fidelity 403(b) Retirement Account | |||
2.1 | Vanguard Institutional Target Retirement 2025 Fund Institutional Class Shares (VRIVX) | $100,001 - $250,000 | None (or less than $201) | |
3 | MCSP 403(B) TIAA-CREF Lifecycle 2030 Fund Institutional Class Shares (TCRIX) | $50,001 - $100,000 | None (or less than $201) | |
4 | Montgomery County Public School Teacher retirement benefits (defined benefit plan) (value not readily ascertainable) | None (or less than $201) | ||
5 | IRA | |||
5.1 | The Growth Fund of America | $1,001 - $15,000 | None (or less than $201) | |
5.2 | Columbia Select Mid Cap Value Fund Class A | $1,001 - $15,000 | None (or less than $201) | |
5.3 | Delaware Ivy Small Cap Growth Fund Class A | $1,001 - $15,000 | None (or less than $201) | |
5.4 | Delaware Small Cap Value Fund Class A | $1,001 - $15,000 | None (or less than $201) |
Other Assets and Income
# | Description | Value | Type | Amount |
|---|---|---|---|---|
1 | USAA 529 Plan by Victory Capital (Nevada) | |||
1.1 | Age-Based Option 12-13: Moderately Conservative Portfolio | $15,001 - $50,000 | None (or less than $201) | |
2 | USAA 529 Plan by Victory Capital (Nevada) | |||
2.1 | Age-Based Option 12-13: Moderately Conservative Portfolio | $15,001 - $50,000 | None (or less than $201) | |
3 | US bank account (cash) | $100,001 - $250,000 | Interest | None (or less than $201) |
4 | Brokerage | |||
4.1 | MainStay Balanced Fund Class A Shares (MBNAX) | $15,001 - $50,000 | None (or less than $201) | |
4.2 | Mainstay Epoch US Equity Yield Fund Class A Shares (EPLPX) | $1,001 - $15,000 | None (or less than $201) |
Transactions
# | Description | Type | Date | Amount |
|---|---|---|---|---|
1 | USAA Cornerstone Moderately Aggressive Fund (USCRX) | Sale | 01/05/2022 | $1,001 - $15,000 |
Liabilities
# | Creditor | Amount | Incurred | Term |
|---|---|---|---|---|
1 | Charles Schwab | $500,001 - $1,000,000 | 2021 | 30 year-fixed |
Gifts and Travel Reimbursements
# | Source Name | City | Description | Value |
|---|---|---|---|---|
Nothing reported in this section | ||||
Endnotes
Section | # | Description |
|---|---|---|
3 | 2 | Dissolved subsequent to filing. |
5 | 5 | MEMORANDUM FOR THE RECORD |
Regarding: | ||
Status: Inadvertently omitted in past filings | ||
Date: | ||
It has come to my attention that Dr. Nickolas Guertin did not provide the details of his spouse’s recent IRA in his last two financial disclosure filings. interest have arisen during this period. | ||
The Growth Fund of America | ||
Columbia Select Mid Cap Value Fund Class A | ||
Delaware Ivy Small Cap Growth Fund Class A | ||
Delaware Small Cap Value Fund Class A |
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