1

Private counseling services (self-employed)

Hourly fees for mental health counseling services

2

MaineHealth

salary, bonus

3

MaineHealth 403B Retirement Plan - YourPath 2030 Conservative

$50,001 - $100,000

Reported as "Investment Earnings"

$3,710

3.1

Vanguard Intermediate-Term Bond Index Fund Institutional Plus Class Shares (VBIUX)

3.2

Lincoln Stable Value YourPath Z445P

3.3

MFS Intrinsic Value Fund R6 (UIVRX)

3.4

Vanguard Developed Markets Index Fund Institutional Shares (VTMNX)

3.5

Vanguard Institutional Index Fund Institutional Plus Shares (VIIIX)

3.6

Vanguard Extended Market Index Fund Institutional Shares (VIEIX)

3.7

John Hancock Funds III Disciplined Value Fund Class R6 Shares (JDVWX)

1

Invesco QQQ Trust, Series 1 (QQQ)

$15,001 - $50,000

$201 - $1,000

2

Vanguard Information Technology ETF (VGT)

$15,001 - $50,000

$201 - $1,000

3

Comm Serve Sector Select SPDR (XLC)

$15,001 - $50,000

None (or less than $201)

4

Invesco QQQ Trust, Series 1 (QQQ)

$50,001 - $100,000

$201 - $1,000

5

IShares Edge MSCI US Momentum (MTUM)

$15,001 - $50,000

$201 - $1,000

6

Vanguard Information Technology ETF (VGT)

$15,001 - $50,000

$201 - $1,000

7

Intel Corp (INTC)

$15,001 - $50,000

Capital Gains Dividends

$1,001 - $2,500

8

Johnson & Johnson (JNJ)

$50,001 - $100,000

Capital Gains Dividends

$201 - $1,000

9

Rental Property, Richmond, VA

$500,001 - $1,000,000

Rent or Royalties

$15,001 - $50,000

10

JP Morgan Equity Income C (OINCX)

$1,001 - $15,000

$201 - $1,000

1

PayPal Holdings, Inc. (PYPL)

Sale

02/14/2022

$1,001 - $15,000

2

Johnson & Johnson (JNJ)

Purchase

03/29/2022

$1,001 - $15,000

3

General Motors Co. (GM)

Sale

03/29/2022

$1,001 - $15,000

4

United Parcel Service, Inc. (UPS)

Purchase

03/29/2022

$1,001 - $15,000

5

Garmin Ltd. (GRMN)

Sale

03/29/2022

$1,001 - $15,000

6

Sea Limited ADR

Sale

03/10/2022

$1,001 - $15,000

7

Union Pacific Corp. (UNP)

Purchase

03/04/2022

$1,001 - $15,000

8

The Coca-Cola Co. (KO)

Purchase

03/04/2022

$1,001 - $15,000

9

Aptiv PLC (APTV)

Sale

03/04/2022

$1,001 - $15,000

10

Berkshire Hathaway Inc. (BRKB)

Purchase

03/04/2022

$1,001 - $15,000

1

Quicken Loans

$100,001 - $250,000

2020

30 year

5

3

This investment is an asset allocation portfolio presented as a single, unitized investment option. It is managed by Morningstar Investment Management and consists of the identified mix of stock- and bond- based funds listed under this asset. I do not know the value of the underlying assets. Reported here is the unit value for the portfolio at the end of the reporting period.

5

3.2

An investment account consisting of a group of fixed annuities sold to retirement plans and issued by the Lincoln National Life Ins Co. No further details known.

5

4

This investment is an asset allocation portfolio presented as a single, unitized investment option. It is managed by Morningstar Investment Management and consists of the identified mix of stock- and bond- based funds listed under this asset. I do not know the value of the underlying assets. Reported here is the unit value for the portfolio at the end of the reporting period.

5

4.2

An investment account consisting of a group of fixed annuities sold to retirement plans and issued by the Lincoln National Life Ins Co. No further details known.

6

7

This financial interest is in a DoD Contractor (prohibited source). I do not have any current official duties relevant to this company/corporation, nor do I anticipate any such duties in the future. I understand that I am ultimately responsible for ensuring that I do not participate personally and substantially in any particular matter that will have a direct and predictable effect on my financial interests, or on the financial interests of a person whose interests are imputed to me.

6

8

This financial interest is in a DoD Contractor (prohibited source). I do not have any current official duties relevant to this company/corporation, nor do I anticipate any such duties in the future. I understand that I am ultimately responsible for ensuring that I do not participate personally and substantially in any particular matter that will have a direct and predictable effect on my financial interests, or on the financial interests of a person whose interests are imputed to me.

6

17

This financial interest is in a DoD Contractor (prohibited source). I do not have any current official duties relevant to this company/corporation, nor do I anticipate any such duties in the future. I understand that I am ultimately responsible for ensuring that I do not participate personally and substantially in any particular matter that will have a direct and predictable effect on my financial interests, or on the financial interests of a person whose interests are imputed to me.

6

25

This financial interest is in a DoD Contractor (prohibited source). I do not have any current official duties relevant to this company/corporation, nor do I anticipate any such duties in the future. I understand that I am ultimately responsible for ensuring that I do not participate personally and substantially in any particular matter that will have a direct and predictable effect on my financial interests, or on the financial interests of a person whose interests are imputed to me.

6

29

This financial interest is in a DoD Contractor (prohibited source). I do not have any current official duties relevant to this company/corporation, nor do I anticipate any such duties in the future. I understand that I am ultimately responsible for ensuring that I do not participate personally and substantially in any particular matter that will have a direct and predictable effect on my financial interests, or on the financial interests of a person whose interests are imputed to me.

6

30

This financial interest is in a DoD Contractor (prohibited source). I do not have any current official duties relevant to this company/corporation, nor do I anticipate any such duties in the future. I understand that I am ultimately responsible for ensuring that I do not participate personally and substantially in any particular matter that will have a direct and predictable effect on my financial interests, or on the financial interests of a person whose interests are imputed to me.