Financial Disclosure Details - OGE Form 278e (08/10/2021)

Positions Held Outside United States Government

#
Organization
City
Position
To
1
Florham Park, New Jersey
Co-Managing Shareholder
Present
2
Trenton, New Jersey
Member
Present
3
New York, New York
National Board Member, New Jersey Board Member and Strategic Planning Group
Present
4
Newark, New Jersey
Board Member
Present
5
Newark, New Jersey
Board of Directors
Present
6
Milburn, New Jersey
Co-Chair
Present

Employment Assets & Income and Retirement Accounts

#
Description
Value
Income Type
Income Amount
1
Greenberg Traurig
salary and bonus
$2,650,979
2
Greenberg Traurig 401k
2.1
State Street Target Retirement 2020 Fund Class K
$100,001 - $250,000
None (or less than $201)
2.2
State Street Russell Small/Mid Cap® Index Non-Lending Series Fund Class C
$500,001 - $1,000,000
None (or less than $201)
2.3
Dodge & Cox International Stock Fund
$100,001 - $250,000
None (or less than $201)
2.4
New York Life Anchor Account IV
$500,001 - $1,000,000
None (or less than $201)
3
Greenberg Traurig Capital Account
$250,001 - $500,000
None (or less than $201)
4
IRA
4.1
AB Small Cap Growth Portfolio Class A Shares (QUASX)
$500,001 - $1,000,000
None (or less than $201)
4.2
AB Small Cap Value Portfolio Class A Shares (SCAVX)
$250,001 - $500,000
None (or less than $201)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
Florham Park, New Jersey
Following my withdrawal from the firm, I will receive a refund of my capital account. The capital contribution is due to be returned in full two years after my departure. However, pursuant to the shareholder agreement, the CEO has discretion to pay earlier in the event of departure for government service.
10/2002
2
Florham, New Jersey
I will continue to participate in this defined contribution plan. The plan sponsor will not make further contributions after my separation.
10/2002
3
Florham, New Jersey
Pursuant to my employment agreement, I may receive a performance-based bonus for services rendered in 2021 up to the date of my departure from the firm. This bonus will be paid prior to my assuming the duties of the position of United States Attorney.
10/2002

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
1
Florham, New Jersey
co-managing shareholder
2
Redmond, Washington
legal services
3
Melville, New York
legal services
4
Union, New Jersey
legal services
5
Basking Ridge, New Jersey
legal services
6
Basking Ridge, New Jersey
legal services
7
Princeton, New Jersey
legal services
8
New York, New York
legal services
9
Tokyo, Japan, Outside U.S.
legal services
10
Falls Church, Virginia
legal services

Spouse's Employment Assets & Income and Retirement Accounts

#
Description
Value
Type
Amount
1
IRA
1.1
AB Multimanager Alternative Fund
$500,001 - $1,000,000
None (or less than $201)
1.2
AB Government Money Market Portfolio Class 1 Shares (AGRXX)
$100,001 - $250,000
None (or less than $201)
1.3
AB All Market Real Return Portfolio Class 1 Shares (AMTOX)
$15,001 - $50,000
None (or less than $201)
1.4
PepsiCo, Inc. (PEP)
$15,001 - $50,000
None (or less than $201)

Other Assets and Income

#
Description
Value
Type
Amount
1
Brokerage Account
1.1
L3Harris Technologies, Inc. (LHX)
$1,001 - $15,000
None (or less than $201)
1.2
Raytheon Co. (RTN)
$1,001 - $15,000
None (or less than $201)
1.3
Ingersoll Rand, Inc. (IR)
$1,001 - $15,000
Capital Gains
$1,001 - $2,500
1.4
Regal Beloit Corp. (RBC)
$1,001 - $15,000
None (or less than $201)
1.5
Automatic Data Processing, Inc. (ADP)
$1,001 - $15,000
Capital Gains
$1,001 - $2,500
1.6
Booz Allen Hamilton Holding Corp. (BAH)
$1,001 - $15,000
None (or less than $201)
1.7
Chegg, Inc. (CHGG)
$1,001 - $15,000
None (or less than $201)
1.8
PayPal Holdings, Inc. (PYPL)
$1,001 - $15,000
Capital Gains
$2,501 - $5,000
1.9
Robert Half International, Inc. (RHI)
$1,001 - $15,000
None (or less than $201)

Transactions

#
Description
Type
Date
Amount
Nothing reported in this section

Liabilities

#
Creditor
Amount
Incurred
Term
1
Karlov Street Diversified Fund, 1, LLC
$100,001 - $250,000
2020
On Demand
2
Karlov Street Health Care Investment 2, LLC
$50,001 - $100,000
2017
On Demand
3
Karlov Street Locusview, LLC
$15,001 - $50,000
2021
On Demand
4
Karlov Street Terravet, LLC
$100,001 - $250,000
2021
On Demand
5
Karlov Street Level 6, LLC
$10,001 - $15,000
2018
On Demand

Gifts and Travel Reimbursements

#
Source Name
City
Description
Value
Nothing reported in this section

Endnotes

Section
#
Description
6
2.11
These are short positions with a negative value.
6
2.12
These are short positions with a negative value.
6
6
The income amount represents monies distributed which includes return of principal.
6
7
The income amount represents monies distributed which includes return of principal.
6
8
The income amount represents monies distributed which includes return of principal.
6
9
The income amount represents monies distributed which includes return of principal.
6
10
The income amount represents monies distributed which includes return of principal.
6
11
The income amount represents monies distributed which includes return of principal.
6
12
The income amount represents monies distributed which includes return of principal.
8
3
Capital commitment has been fully paid

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