1

Harvard University, Massachusetts

Professor of Practice at Harvard Law School and Harvard Kennedy School

1/2021

2

New York City, New York

Trustee

2/2021

3

New York City, New York

Prize Selection Committee Member

3/2021

4

New York City, New York

Director on Board of Directors

3/2021

5

Palo Alto, California

Advisor

6/2021

1

The Social+Capital Partership GP III, L.P.

None (or less than $1,001)

Capital Gains

$1,000,001 - $5,000,000

2

Harvard University Defined Contribution Retirement Plan

2.1

CCREF Money Market R3 (QCMMIX)

$1,001 - $15,000

None (or less than $201)

3

Harvard University Retirement Income Plan

3.1

Vanguard Federal Money Market Inv (VMFXX)

$100,001 - $250,000

None (or less than $201)

4

Harvard University Tax Deferred Annuity Plan

4.1

Vanguard Inst Tg Trm 35 Inst (VITFX)

$50,001 - $100,000

None (or less than $201)

5

"The Education of an Idealist", Day Street Books/William Collins (value not readily ascertainable)

Rent or Royalties

$15,001 - $50,000

6

"A Problem From Hell", Basic Books/Flamingo (Value not readily ascertainable)

Rent or Royalties

$5,001 - $15,000

7

The Wylie Agency, LLC ("A Problem From Hell" republication for quotes; October 2021); New York, NY, USA

Republication rights fees

$216

1

Cambridge, Massachusetts

I will continue to participate in the Defined Contribution Retirement Plan. The university will not make contributions during my leave

4/2017

2

Cambridge, Massachusetts

I will continue to participate in the Retirement Income Plan. The university will not make contributions during my leave

4/2017

3

Cambridge, Massachusetts

I will continue to participate in the Tax Deferred Annuity Plan. The university will not make contributions during my leave

4/2017

4

Cambridge, Massachusetts

I will take an unpaid, two-year leave of absence from my faculty position.

1/2021

5

Palo Alto, California

In connection with her 2017 agreement with The Social+Capital Partnership L.L.C., a Delaware limited liability company, filer received a limited partnership interest in The Social+Capital Partnership GP III, L.P., a Cayman Limited partnership (the "GP"). The GP entity is the general partner of The Social+Capital Partnership III, L.P., a Cayman investment fund (the "fund"). Filer did not own a partnership interest in the fund. As a limited partner in the GP, filer had no management or control of the investments made by the fund. Filer's profits interest in the GP were .7855% and the effective % of her interest would be 0.23565%. The filer resigned from her position & sold her interest in June of 2021.

6/2017

1

The University of Chicago Contributory Retirement Plan

1.1

TIAA Traditional

$1,000,001 - $5,000,000

None (or less than $201)

1.2

CREF Stock R3 (QCSTIX)

$500,001 - $1,000,000

None (or less than $201)

1.3

CREF Money Market R3 (QCMMIX)

$1,001 - $15,000

None (or less than $201)

1.4

CREF Social Choice R3 (QCSCIX)

$1,001 - $15,000

None (or less than $201)

2

Retirement Income Plan for Teaching Faculty of Harvard University

2.1

TIAA Traditional

$15,001 - $50,000

None (or less than $201)

2.2

CREF Stock R3 (QCSTIX)

$1,001 - $15,000

None (or less than $201)

2.3

Vanguard Total Stock Market Index Fund Institutional Plus (VSMPX)

$1,001 - $15,000

None (or less than $201)

2.4

Vanguard Institutional Target Retirement 2020 Institutional (VITWX)

$250,001 - $500,000

None (or less than $201)

1

U.S. bank #1 (cash)

None (or less than $1,001)

Interest

$1,001 - $2,500

2

U.S. bank #4 (cash)

None (or less than $1,001)

Interest

$5,001 - $15,000

3

U.S. bank #6 (cash)

$100,001 - $250,000

Interest

$2,501 - $5,000

4

U.S. bank #8 (cash)

None (or less than $1,001)

Interest

$1,001 - $2,500

5

U.S. bank #9 (cash)

None (or less than $1,001)

Interest

$201 - $1,000

6

US brokerage account

6.1

Vanguard Value ETF Holding (VTV)

$50,001 - $100,000

$1,001 - $2,500

6.2

Vanguard Total Bond Mkt Holding (BND)

$50,001 - $100,000

$1,001 - $2,500

6.3

Johnson & Johnson Company Holdings (JNJ)

None (or less than $1,001)

Capital Gains Dividends

$15,001 - $50,000

6.4

Blackrock International FD A (MDILX)

None (or less than $1,001)

$2,501 - $5,000

1

Johnson & Johnson (JNJ)

Sale

06/21/2021

$15,001 - $50,000

2

The Social+Capital Partnership GP III, L.P. Partnership Percentage

Sale

06/29/2021

$1,000,001 - $5,000,000

3

Blackrock International FD A (MDILX)

Sale

07/07/2021

$1,001 - $15,000

4

Blackrock Inflation Protected BD Port CL A (BPRAX)

Sale

07/07/2021

$1,001 - $15,000

5

Blackrock Capital Appreciation FD, Inc. A (MDFGX)

Sale

07/07/2021

$1,001 - $15,000

6

Blackrock Advantage Small Cap Growth FD CL A (CSGEX)

Sale

07/07/2021

$1,001 - $15,000

7

Davis NY Venture FD CL A (NYVTX)

Sale

07/07/2021

$1,001 - $15,000

8

Vanguard Short-Term Corporate Bond (VCSH)

Purchase

07/07/2021

$250,001 - $500,000

9

Vanguard Total STK MKT EFT (VTI)

Purchase

07/07/2021

$250,001 - $500,000

10

Vanguard Small-Cap Value Index Fund ETF Class Shares (VBR)

Purchase

07/07/2021

$15,001 - $50,000

1

President and Fellows of Harvard College

$500,001 - $1,000,000

2017

Due on sale

1

1

I am on a public service leave as I serve in my position of the Administrator of the U.S. Agency for International Development.

5

12

Columns dated: 01/04/2021; 01/04/2021; 01/06/2021; 01/07/2021; 01/08/2021; 01/11/2021; 01/13/2021; 01/17/2021; 01/19/2021; 01/21/2021; 01/22/2021; 01/26/2021; 01/28/2021; 02/02/2021; 02/07/2021

6

9

The LLC is a film company that was started by one of spouse's friends. It has never actually made any films.

8

1

As part of his incentive package to teach at Harvard, nominee's spouse received mortgage loan for half the value of the couple's residence. Harvard University paid half the value of the home and nominee's spouse must repay the loan (and 50% of any appreciation value) upon sale of the home. The terms of the agreement between the nominee's spouse and Harvard are not affected by nominee's spouse taking a leave of absence for up to two years. If nominee's spouse does not return to Harvard at the end of two years, the entire mortgage becomes immediately due.